Welcome to Hoxton Wealth, the new home of Hoxton Capital

Company • People

Paul Tate

Global Director of Compliance

Paul Tate started his financial services career in 2011 at Standard Banks subsidiary Liberty Life as a financial advisor, having completed degrees in Investment Management and Financial Management Honours.

Paul has been in the international financial services market since 2015, starting as a senior associate and moving into senior management within operations and compliance. He has shown a strong aptitude towards corporate strategy and compliance. This understanding has been augmented by further study in Compliance and Risk through the Charted Institute of Securities and Investments, and has obtained a Post Graduate Diploma in Governance, Risk and Compliance through the International Compliance Association. Paul is a Fellow of the International Compliance Association.

Tasked with charting the way forward to a truly borderless client experience, he brings passion and dedication to the business’s growth strategy.

  • Licensed, Registered or regulated in

  • Areas of Expertise

    • Governance
    • Risk Management
    • Compliance
    • Regulatory Licensing
    • Regulatory Communication
    • Anti-Money Laundering
    • Portfolio Management
    • Financial Advice
  • Qualifications

    • Post Grad Diploma in Governance, Risk and Compliance
    • Global Financial Compliance (CISI)
    • RPE, JSE Registered Securities Trader
    • Bcom Hons, Financial Management

Contact Hoxton Wealth

Contact us today to discover how Hoxton Wealth can help you achieve your financial goals. Together, we can build a brighter financial future.