Welcome to Hoxton Wealth, the new home of Hoxton Capital
Podcasts • Hoxton Life Ep3 UK Compliance with Gemma Chambers
In this episode of Hoxton Life, Gemma Chambers - our Head of UK Compliance at Hoxton Wealth - discusses the critical role of compliance in financial planning and how it impacts the wider operations of a global financial planning company.
She emphasizes that compliance is not just about following regulations but also about building trust and credibility with clients, which are essential in financial planning. By making compliance concepts engaging and accessible for younger team members, Gemma demonstrates the importance of fostering an ethical culture within financial firms. She ensures that every employee understands how compliance adds value to their daily operations, ultimately strengthening the integrity of financial advisory services.
In her conversation with Sam Oakes, Head of Creative at Hoxton Wealth, Gemma shares her unique insights into the ever-changing nature of compliance work, highlighting that no two days are alike. From reviewing HR practices to navigating complex cross-border regulations, she emphasizes the diverse responsibilities compliance professionals manage. They also explore the challenges of working under pressure, with Gemma revealing how tight deadlines can spark creativity and productivity. She offers practical strategies for managing stress effectively—valuable advice for anyone working in the fast-paced world of financial planning.
Listeners will gain a deeper understanding of how compliance shapes modern financial advisory practices, especially in a post-Brexit environment where UK regulations are evolving rapidly. The episode delves into navigating these complexities, the need for continuous education, and how to embrace the dynamic opportunities within the compliance space. Whether you’re an experienced financial planner or just starting your journey, this episode is packed with insights to help you appreciate the critical role compliance plays in building a thriving, client-centric financial planning practice.
Ready to start your international financial planning career?
Hoxton Wealth is actively seeking ambitious individuals ready to elevate their careers. Whether you're interested in international financial planning, compliance, client servicing, or marketing roles within the financial sector, we provide unparalleled opportunities for growth and success.
Don’t miss a beat! Subscribe to our YouTube channel to watch full podcast episodes featuring insights from those that work for Hoxton and some of our special guests and partners. Stay connected by following us on Instagram, Facebook, LinkedIn, and X for more exclusive content.
Curious about our career opportunities? Visit our website to explore open positions and learn more about joining the Hoxton Wealth team. Your journey in international financial planning starts here!
For sponsorships, partnerships, or media inquiries, reach out to us today.
If you would like to speak to one of our advisers, please get in touch today.
Contact us today to discover how Hoxton Wealth can help you achieve your financial goals. Together, we can build a brighter financial future.